Jeffrey S. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Sanders, who also goes by Scott Sanders, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 10 firms and has passed the SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2014 - December 31, 2025
CABOT LODGE SECURITIES LLC
June 12, 2009 - February 28, 2014
FINTEGRA, LLC
November 25, 2008 - May 29, 2009
JESUP & LAMONT SECURITIES CORP
October 13, 2008 - October 17, 2008
JESUP & LAMONT SECURITIES CORP
June 25, 2002 - November 26, 2008
EMPIRE FINANCIAL GROUP, INC.
January 17, 2001 - June 18, 2002
RUSHMORE SECURITIES CORPORATION
March 13, 2000 - February 28, 2001
NORTHSTAR SECURITIES, INC.
July 2, 1999 - April 17, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 8, 1996 - July 6, 1999
SIGMA FINANCIAL CORPORATION
January 1, 1996 - January 30, 1996
IFG NETWORK SECURITIES, INC.
May 4, 1993 - January 1, 1996
WEALTH BUILDERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
