Vincent G. Vaccaro
Professional summary
Vincent Gerard Vaccaro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vincent is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Vincent had worked at 5 firms, which includes ROYAL HUTTON SECURITIES CORP., INVESTORS ASSOCIATES INC., STERLING FOSTER & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC., J. GREGORY & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1997 - December 15, 1997
ROYAL HUTTON SECURITIES CORP.
June 6, 1996 - July 18, 1997
INVESTORS ASSOCIATES, INC.
August 14, 1995 - February 12, 1996
STERLING FOSTER & COMPANY, INC.
May 9, 1995 - July 20, 1995
FAIRCHILD FINANCIAL GROUP, INC.
June 28, 1994 - May 11, 1995
STERLING FOSTER & COMPANY, INC.
September 10, 1992 - July 6, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROYAL HUTTON SECURITIES CORP.
CRD#: 14489 / SEC#: , 8-30742
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 9 |
| Bond | 1 |
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