Brian J. Denny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian James Denny was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 1 firm and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 1998 - November 20, 2000
WORLD TREND FINANCIAL PLANNING SERVICES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD TREND FINANCIAL PLANNING SERVICES, LTD.
CRD#: 28289 / SEC#: 801-68763, 8-43693
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIDSON, PATRICIA ANN | OWNER, CHIEF COMPLIANCE OFFICER AND CHAIRMAN OF THE BOARD | 2191123 |
| MEIBORG, TORY ANDREW | OWNER AND PRESIDENT OF FIRM BOARD | 3029409 |
| TERRY, TIMOTHY FRANCISCUS | OWNER AND BOARD MEMBER | 1217344 |
| HAVERBACK, BRADLEY OWEN | VICE PRESIDENT | 5819654 |
| JOHNSON, CATHERINE ANN | CHIEF ADMINISTRATIVE OFFICER | 6308589 |
| KUDA, SANDRA SUE | SECRETARY/TREASURER | 5822788 |
| SANDERS, DONNA SUE | VICE PRESIDENT | 5524244 |
Regulatory assets under management
| Total Number of Accounts | 4,062 |
| AUM (Assets Under Management) | $ 730,108,871 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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