Linda Shesto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Shesto was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1992. Linda had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2011 - January 6, 2016
GREENTREE BROKERAGE SERVICES, INC.
March 25, 2008 - August 25, 2009
ULTIMUS FUND DISTRIBUTORS, LLC
June 22, 2005 - October 31, 2007
DIVINE CAPITAL MARKETS LLC
May 2, 2002 - April 4, 2005
CABRERA CAPITAL MARKETS, LLC
September 25, 1996 - November 19, 1997
PRAIRIE BROKERAGE SERVICES LLC
September 4, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
September 4, 1992 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
September 4, 1992 - December 8, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/18/2004
Limited Representative-Equity Trader ExamCurrent Firm
GREENTREE BROKERAGE SERVICES, INC.
CRD#: 45316 / SEC#: , 8-51041
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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