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Vito M. Randazzo

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CRD#: 2200076
VR

Professional summary

Vito Michael Randazzo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Vito is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Vito had worked at 4 firms, which includes PRESTON LANGLEY ASSET MANAGEMENT INC., JOSEPH DILLON & COMPANY INC., A.S. GOLDMEN & CO. INC., D.L. CROMWELL INVESTMENTS INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Randazzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 8, 1998 - June 29, 1998

PRESTON LANGLEY ASSET MANAGEMENT, INC.

BD
CRD#: 35733
NEW YORK, NY
Past

February 9, 1998 - April 1, 1998

JOSEPH DILLON & COMPANY INC.

BD
CRD#: 35220
GREAT NECK, NY
Past

May 14, 1997 - January 23, 1998

A.S. GOLDMEN & CO., INC.

BD
CRD#: 23180
RED BANK, NJ
Past

April 18, 1997 - May 14, 1997

D.L. CROMWELL INVESTMENTS, INC.

BD
CRD#: 37730
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/20/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/1997
General Securities Representative Examination

Current Firm

PL
PRESTON LANGLEY ASSET MANAGEMENT, INC.
LEXINGTON CAPITAL CORPORATION | PRESTON LANGLEY ASSET MANAGEMENT, INC. | MARLOWE & COMPANY

CRD#: 35733 / SEC#: , 8-47013

BD
Terminated by SEC on 05/11/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 04/26/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MARLOWE HOLDINGSOWNER
LAZARUS, JEFFREY BENNETTHEAD TRADER, VICE PRESIDENT2800318
LISNOFF, ROBERT WILLIAM JRPRESIDENT,C.E.O.,CROP,ROP,COO ,GOV1980123

Disclosures

Regulatory Event7
Arbitration16

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRESTON LANGLEY ASSET MANAGEMENT, INC.

CRD#: 35733

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