Evan A. Fein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Andrew Fein was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1992. Evan had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - June 26, 2014
G-2 TRADING,LLC
September 21, 2011 - March 7, 2013
PSG EXECUTIONS, INC.
August 18, 2011 - September 15, 2011
PSG EXECUTIONS, INC.
January 28, 2011 - October 28, 2011
OCEAN VIEW CAPITAL, LLC
April 27, 2006 - February 18, 2010
G-2 TRADING,LLC
February 2, 1996 - July 20, 2004
FIRST NEW YORK SECURITIES L.L.C.
April 19, 1993 - September 20, 1993
OSCAR GRUSS & SON INCORPORATED
July 24, 1992 - April 15, 1993
PRUDENTIAL EQUITY GROUP, LLC
April 13, 1992 - July 15, 1992
J. GREGORY & COMPANY, INC.
January 9, 1992 - April 22, 1992
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/21/2000
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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