David J. Cancro

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CRD#: 2199999

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David James Cancro, who also goes by David J Cancro, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1995. David had worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David J Cancro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 18, 2022 - April 17, 2025

STURDIVANT & CO. INC

CRD#: 24583

VOORHEES, NJ

Past

October 5, 2019 - June 22, 2021

STERN BROTHERS & CO.

CRD#: 16325

New York, NY

Past

July 6, 2018 - September 30, 2019

SAN BLAS SECURITIES LLC

CRD#: 290605

NEW YORK, NY

Past

February 7, 2018 - September 16, 2019

IFS SECURITIES

CRD#: 40375

New York, NY

Past

June 8, 2015 - March 15, 2018

CV BROKERAGE, INC

CRD#: 462

New York, NY

Past

March 19, 2014 - May 18, 2015

BLAYLOCK VAN, LLC

CRD#: 145317

NEW YORK, NY

Past

June 11, 2013 - March 19, 2014

KOTA GLOBAL SECURITIES INC.

CRD#: 28137

NEW YORK, NY

Past

October 19, 2012 - June 27, 2013

TOUSSAINT CAPITAL PARTNERS, LLC

CRD#: 130290

FREEHOLD, NJ

Past

October 3, 2011 - October 15, 2012

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

March 10, 2006 - November 4, 2010

JEFFERIES BACHE SECURITIES, LLC

CRD#: 127733

NEW YORK, NY

Past

March 22, 2004 - March 2, 2006

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 1, 2003 - March 22, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 5, 1995 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/2/2013

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/3/1995

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/23/1995

National Commodity Futures Examination

Current Firm

STURDIVANT & CO. INC

LEGACY INVESTMENT ADVISORS | STURDIVANT & CO. INC. | STURDIVANT & CO. INC | STURDIVANT & CO INC | LEGACY INVESTMENT ADVISORS, LLC

CRD#: 24583 / SEC#: , 8-41204

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

603 Sheppard Road, Voorhees, NJ 08043

Mailing Address

603 Sheppard Road, Voorhees, NJ 08043

Phone number

(856) 751-1331

Established

New Jersey since 08/25/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
S & D FINANCIAL HOLDINGS LLC	SHAREHOLDER
STURDIVANT INVESTORS GROUP, LLC	SHAREHOLDER
DEKRAFFT, HARVEY RICHARD	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, FINOP	1579931
GIBBS, CARL RICHARD JR	PRESIDENT & CEO	2487105

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David J. Cancro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STERN BROTHERS & CO.

SAN BLAS SECURITIES LLC

IFS SECURITIES

CV BROKERAGE, INC

BLAYLOCK VAN, LLC

KOTA GLOBAL SECURITIES INC.

TOUSSAINT CAPITAL PARTNERS, LLC

RAFFERTY CAPITAL MARKETS, LLC

JEFFERIES BACHE SECURITIES, LLC

OPPENHEIMER & CO. INC.

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/1995

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/2/2013

Series 7

Date: 4/3/1995

Series 3

Date: 1/23/1995

Current Firm

STURDIVANT & CO. INC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STURDIVANT & CO. INC

TRUST BUT VERIFY

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