Keva M. Sturdevant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keva Marie Sturdevant was a registered financial professional .
Keva is a previously registered financial professional and started their career in finance in 2002. Keva had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2010 - March 28, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 7, 2010 - March 28, 2012
TD AMERITRADE, INC.
April 6, 2010 - March 28, 2012
TD AMERITRADE, INC.
June 1, 2009 - August 14, 2009
MORGAN STANLEY
June 1, 2009 - August 14, 2009
MORGAN STANLEY
October 10, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 23, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 9, 2004 - May 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2004 - May 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2002 - January 15, 2004
MORGAN STANLEY DW INC.
March 8, 2002 - January 15, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
