Robert M. Hladek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Hladek was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 27, Series 4, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2019 - April 16, 2019
BANKERS CAPITAL INTERNATIONAL
December 18, 1991 - September 21, 2020
DOMINICK & DICKERMAN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/27/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BANKERS CAPITAL INTERNATIONAL
CRD#: 166846 / SEC#: , 8-69231
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
