Jaime W. Venezia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Warin Venezia, who also goes by Jaime Warin Bruskotter, Jaime Warin Venezia, Jaime Warin, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 1992. Jaime had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2022 - September 6, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 9, 2022 - September 5, 2023
FIDELITY BROKERAGE SERVICES LLC
May 14, 2018 - January 5, 2021
MORGAN STANLEY
May 14, 2018 - January 5, 2021
MORGAN STANLEY
March 3, 2009 - April 27, 2018
UBS FINANCIAL SERVICES INC.
February 27, 2009 - April 27, 2018
UBS FINANCIAL SERVICES INC.
March 26, 2002 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2002 - March 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 1997 - December 3, 2001
S.L. REED & COMPANY
February 11, 1996 - May 7, 1997
LAIDLAW GLOBAL SECURITIES, INC.
September 10, 1993 - January 26, 1996
J.P. MORGAN SECURITIES LLC
November 23, 1992 - September 23, 1993
MEYERS SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
