Karen M. Rodriguez
Professional summary
Karen Marie Rodriguez, CIMA®, who also goes by Karen Marie Damron, Karen Marie Rodriguez-damron, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Los Angeles, California.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1992. Karen has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Marie Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2013 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 601 S Figueroa Street 39th Floor, Los Angeles, CA 90017April 18, 2005 - March 8, 2011
QUASAR DISTRIBUTORS, LLC
January 14, 2004 - March 31, 2005
STEPHENS
February 1, 2003 - October 30, 2003
TRANSAMERICA INVESTORS SECURITIES, LLC
April 10, 2001 - February 1, 2003
TRANSAMERICA SECURITIES SALES CORPORATION
November 18, 1999 - October 3, 2000
JOHN HANCOCK DISTRIBUTORS LLC
April 24, 1998 - July 1, 1999
OLD SLIP CAPITAL MANAGEMENT, INC.
December 21, 1992 - November 1, 1996
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2015)
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(1/7/2015)
(1/5/2014)
(12/6/2013)
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(1/7/2015)
(1/5/2015)
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(1/4/2022)
(1/13/2015)
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(1/16/2015)
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(1/12/2015)
(1/9/2015)
(1/8/2015)
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(1/7/2015)
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(1/6/2022)
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(1/8/2015)
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(1/12/2015)
(1/5/2015)
(1/5/2015)
Exams
FINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
