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TR

Todd S. Rosenzweig

TRADESK SECURITIES
Short Hills, NJ 07078
Some features on this profile are disabled
CRD#: 2199723
TR

Professional summary

Todd S Rosenzweig, who also goes by Todd Seth Rosenzweig, Todd Rosenzweig, is a registered financial professional currently at TRADESK SECURITIES, INC. located in Short Hills, New Jersey.

Todd is registered as a RR (Registered Representative) and started their career in finance in 1992. Todd has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Todd Seth Rosenzweig | Todd Rosenzweig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Todd S Rosenzweig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

TRADESK SECURITIES, INC.

Office #1: 830 Morris Turnpike Suite 401, Short Hills, NJ 07078
BD
CRD#: 321643
Short Hills, NJ
Past

December 6, 2023 - February 28, 2024

CLEAR STREET LLC

BD
CRD#: 288933
NEW YORK, NY
Past

August 17, 2021 - September 19, 2023

US TIGER SECURITIES, INC.

BD
CRD#: 120583
NEW YORK, NY
Past

August 17, 2021 - September 19, 2023

TRADEUP SECURITIES, INC.

BD
CRD#: 18483
ROSELAND, NJ
Past

March 1, 2021 - April 26, 2021

WEDBUSH SECURITIES INC.

RIA
CRD#: 877
New York, NY
Past

March 1, 2021 - April 26, 2021

WEDBUSH SECURITIES INC.

BD
CRD#: 877
New York, NY
Past

May 3, 2018 - April 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

February 6, 2018 - April 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WHITE PLAINS, NY
Past

April 28, 2004 - August 11, 2004

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

January 19, 1994 - December 10, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

February 28, 1992 - August 21, 1992

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(9/9/2025)
RR
New Jersey
(9/9/2025)
RR
New York
(9/9/2025)
RR
Pennsylvania
(9/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/13/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2018
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/30/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/26/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

TS
TRADESK SECURITIES, INC.
TRADESK SECURITIES, INC.

CRD#: 321643 / SEC#: , 8-70930

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
830 Morris Turnpike Suite 401, Short Hills, NJ 07078
Mailing Address
830 Morris Turnpike Suite 401, Short Hills, NJ 07078
Phone number
(973) 782-1688
Established
Delaware since 11/30/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESK HOLDINGS, INC.SOLE SHAREHOLDER
BRANT, DAVID ROBERTFINOP2718478
CHU, ZHAOYANGCEO, EXECUTIVE REPRESENTATIVE5363798
ROSENZWEIG, TODD SCHIEF COMPLIANCE OFFICER2199723

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADESK SECURITIES, INC.

CRD#: 321643Short Hills, NJ 07078

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