John H. Schietinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John H Schietinger, who also goes by John Howard Schietinger, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2019 - November 24, 2020
YOUNG AMERICA CAPITAL, LLC
December 14, 2017 - August 17, 2018
OPPENHEIMER & CO. INC.
December 14, 2017 - August 17, 2018
OPPENHEIMER & CO. INC.
July 22, 2016 - December 11, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 2016 - December 11, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2015 - July 6, 2015
B. RILEY WEALTH MANAGEMENT
January 21, 2015 - July 6, 2015
B. RILEY WEALTH MANAGEMENT
November 12, 2012 - January 28, 2015
DOMINICK & DICKERMAN LLC
November 12, 2012 - January 28, 2015
DOMINICK & DICKERMAN LLC
March 3, 2009 - December 4, 2012
CREDIT SUISSE SECURITIES (USA) LLC
March 8, 2006 - December 4, 2012
CREDIT SUISSE SECURITIES (USA) LLC
July 30, 2002 - February 27, 2006
MORGAN STANLEY DW INC.
October 8, 1996 - July 29, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 1993 - September 12, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/16/2023
General Securities Representative ExaminationCurrent Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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