Eric L. Ellenhorn
Professional summary
Eric Lee Ellenhorn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Eric had worked at 6 firms, which includes HORNBLOWER & WEEKS INC., W.J. GALLAGHER & COMPANY INC., FAB SECURITIES OF AMERICA INC., WESTFIELD FINANCIAL CORPORATION, AMERICAN BOND GROUP INC., MAHLER & EMERSON INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 1997 - October 22, 2002
HORNBLOWER & WEEKS, INC.
May 15, 1995 - May 12, 1997
W.J. GALLAGHER & COMPANY, INC.
September 28, 1994 - April 20, 1995
FAB SECURITIES OF AMERICA, INC.
July 28, 1993 - October 4, 1994
WESTFIELD FINANCIAL CORPORATION
March 16, 1992 - September 7, 1993
AMERICAN BOND GROUP, INC.
December 12, 1991 - April 15, 1992
MAHLER & EMERSON INC.
State Registrations and Notice Filings
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Exams
Current Firm
HORNBLOWER & WEEKS, INC.
CRD#: 4683 / SEC#: , 8-16493
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 6 |
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