Eric D. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Douglas Moore was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1994. Eric had worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2014 - August 24, 2021
TRADE INFORMATICS LLC
August 31, 2012 - January 2, 2013
MND PARTNERS, INC.
June 13, 2012 - January 17, 2013
DOUGH LLC
November 3, 2009 - January 12, 2012
DOUGH LLC
November 26, 2008 - July 13, 2012
PEAK6 CAPITAL MANAGEMENT LLC
February 12, 2002 - July 12, 2004
J.P. MORGAN SECURITIES INC.
January 31, 2000 - March 6, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 1994 - October 10, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/11/2009
Limited Representative-Equity Trader ExamCurrent Firm
TRADE INFORMATICS LLC
CRD#: 143867 / SEC#: , 8-67613
Contact information
Documents
Red Flags
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