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Richard Wray Mchenry

CRD# 2199267·Registered 1992 - 1997
Barred: Richard Wray Mchenry was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Richard Wray Mchenry, who also goes by Dick Wray Mchenry, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1992 - 1997. Richard had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dick Wray Mchenry

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

INNOVATIVE CONSULTING SERVICES, INC.·CRD# 29495
BD
November 5, 1992 - January 15, 1997

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Current Firm

IC
INNOVATIVE CONSULTING SERVICES, INC.

INNOVATIVE CONSULTING SERVICES, INC.

CRD#: 29495 / SEC#: 8-44362
BD
Revoked by SEC on 09/22/1998

Contact Information

Established

Pennsylvania since 05/03/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1992About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Feb 1992About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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