Dustin W. Kennedy

GREENLEAF FINANCIAL NETWORK

Springfield, MO 65804

Some features on this profile are disabled

CRD#: 2199030

Professional summary

Dustin Wayne Kennedy, who also goes by Dustin Kennedy, is a registered financial advisor currently at GREENLEAF FINANCIAL NETWORK, LLC located in Springfield, Missouri.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dustin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dustin Kennedy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Columbia College Adjunct Professor, Role: Adjunct Professor, Type: Teaching, Start Date: 01/07/2020, Investment Related?: No, Address: 3271 E Battlefield, STE 250, Springfield, MO 65804, Number of Hours/Mo: 16, Duties: Teach an undergrad evening class, Principles of Marketing, 1 night per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Wayne Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2020 - Present

GREENLEAF FINANCIAL NETWORK, LLC

Office #1: 1650 E. Battfield Rd., Suite 200, Springfield, MO 65804

RIA

CRD#: 284165

Springfield, MO

Past

January 16, 2020 - April 28, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

SPRINGFIELD, MO

Past

January 16, 2020 - April 28, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Springfield, MO

Past

January 16, 2020 - April 28, 2020

TD AMERITRADE, INC.

CRD#: 7870

SPRINGFIELD, MO

Past

May 31, 2018 - January 14, 2020

GREENLEAF FINANCIAL NETWORK, LLC

RIA

CRD#: 284165

Springfield, MO

Past

September 21, 2017 - June 1, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Springfield, MO

Past

September 1, 2017 - June 1, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

Springfield, MO

Past

June 28, 2017 - August 7, 2017

GREENLEAF FINANCIAL NETWORK, LLC

RIA

CRD#: 284165

SPRINGFIELD, MO

Past

February 26, 2015 - June 21, 2017

WADDELL & REED

RIA

CRD#: 866

SPRINGFIELD, MO

Past

February 26, 2015 - June 20, 2017

WADDELL & REED

CRD#: 866

SPRINGFIELD, MO

Past

January 23, 2015 - March 2, 2015

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Springfield, MO

Past

May 14, 2014 - March 2, 2015

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Springfield, MO

Past

December 10, 2013 - May 12, 2014

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SPRINGFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/10/2013

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2015

General Securities Principal Examination

Current Firm

GREENLEAF FINANCIAL NETWORK, LLC

CRD#: 284165 / SEC#:

Illinois

Registered Investment Advisory firm - (10/14/2020 Terminated)

Kansas

Registered Investment Advisory firm - (8/5/2016 Approved)

Maryland

Registered Investment Advisory firm - (1/28/2020 Approved)

Missouri

Registered Investment Advisory firm - (1/31/2017 Approved)

Nevada

Registered Investment Advisory firm - (12/31/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (5/11/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/22/2018 Approved)

Texas

Registered Investment Advisory firm - (5/17/2017 Approved)

Virginia

Registered Investment Advisory firm - (9/20/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Leawood, KS

Mailing Address

Phone number

(913) 515-3517

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 99,390,104

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeremy Clark

PFS INVESTMENTS INC.

IAR

Springfield, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dustin W. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Wayne Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

GREENLEAF FINANCIAL NETWORK, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

GREENLEAF FINANCIAL NETWORK, LLC

WADDELL & REED

WADDELL & REED

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

ALLSTATE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2014

Series 63

Date: 12/16/2013

SIE

Date: 6/1/2018

Series 7

Date: 1/20/2015

Series 6

Date: 12/10/2013

Series 24

Date: 7/13/2015

Current Firm

GREENLEAF FINANCIAL NETWORK, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENLEAF FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

Similar Advisors