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Mark Timothy Indgjer

CRD# 2198813·Registered 1991 - 2010
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Timothy Indgjer was a registered financial advisor. Mark was a previously registered financial advisor and started their career in finance 1991 - 2010. Mark had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC·CRD# 332
BD
Rancho Cordova, CA
April 2, 2007 - November 10, 2010
COOPER MCMANUS·CRD# 111458
RIA
El Dorado, CA
February 3, 2005 - February 28, 2007
SECURITIES AMERICA, INC.·CRD# 10205
BD
El Dorado, CA
January 5, 2005 - March 1, 2007
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
El Dorado, CA
November 27, 2001 - December 31, 2004
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Waltham, MA
November 6, 2001 - December 31, 2004
BOLTON GLOBAL CAPITAL·CRD# 15650
BD
Bolton, MA
June 5, 2001 - September 25, 2001
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
May 19, 1992 - June 1, 2001
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
December 19, 1991 - May 19, 1992

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Current Firm

FD
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, INC. | FRANKLIN/TEMPLETON DISTRIBUTORS, LLC | FRANKLIN/TEMPLETON DISTRIBUTORS, INC.

CRD#: 332 / SEC#: 8-5889
BD
Terminated by SEC on 10/03/2021

Contact Information

Established

Delaware since 07/01/2021

Firm Type

Limited Liability Company

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER—
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
MASOM, JEFFREY SCOTTPRESIDENT - DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546
SPECTOR, ADAM BENJAMINCHIEF EXECUTIVE OFFICER2270713

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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