Mark T. Indgjer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Timothy Indgjer was a registered financial advisor .
Mark is a previously registered financial advisor and started their career in finance in 1991. Mark had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2007 - November 10, 2010
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
February 3, 2005 - February 28, 2007
COOPER MCMANUS
January 5, 2005 - March 1, 2007
SECURITIES AMERICA, INC.
November 27, 2001 - December 31, 2004
COMMONWEALTH FINANCIAL NETWORK
November 6, 2001 - December 31, 2004
COMMONWEALTH FINANCIAL NETWORK
June 5, 2001 - September 25, 2001
BOLTON GLOBAL CAPITAL
May 19, 1992 - June 1, 2001
SUNAMERICA SECURITIES, INC.
December 19, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
CRD#: 332 / SEC#: , 8-5889
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
