Daniel S. Mcarthur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Sean Mcarthur, who also goes by Sean Mcarthur, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1991. Daniel had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2016 - July 1, 2024
TRUIST ADVISORY SERVICES, INC.
April 25, 1996 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 31, 1996 - July 1, 2024
TRUIST INVESTMENT SERVICES, INC.
February 7, 1995 - January 21, 1996
BARNETT INVESTMENTS, INC.
January 26, 1993 - February 8, 1995
DETWILER FENTON WEALTH MANAGEMENT INC
August 10, 1992 - January 18, 1993
IDS LIFE INSURANCE COMPANY
August 10, 1992 - January 18, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
December 11, 1991 - April 9, 1992
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
