Ai-lin K. Dorsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ai-lin Khoo Dorsey, who also goes by Ai Lin Dorsey, Ailin Khoo Dorsey, Ai Lin Khoo, Ailin Khoo, was a registered financial professional .
Ai-lin is a previously registered financial professional and started their career in finance in 1992. Ai-lin had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2002 - May 4, 2009
THOMAS WEISEL PARTNERS LLC
September 28, 1998 - September 12, 2001
KIRLIN SECURITIES INC.
December 21, 1995 - October 5, 1998
H.J. MEYERS & CO., INC.
January 6, 1992 - December 15, 1995
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THOMAS WEISEL PARTNERS LLC
CRD#: 46237 / SEC#: 801-56577, 8-51354
Contact information
Disclosures
| Regulatory Event | 27 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
