Wendell R. Partain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendell Ray Partain, who also goes by W. Ray Partain, Ray Partain, was a registered financial professional .
Wendell is a previously registered financial professional and started their career in finance in 1992. Wendell had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2011 - December 27, 2016
JACKSON TAYLOR INVESTMENT SECURITIES
January 19, 2010 - May 9, 2011
AVANTAX ADVISORY SERVICES
May 29, 1992 - May 9, 2011
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
JACKSON TAYLOR INVESTMENT SECURITIES
CRD#: 155793 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 16,000,000 |
Red Flags
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