JR
John T. Raymond
THE ENERGY & MINERALS GROUP
HOUSTON, TX 77019
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CRD#: 2198581
JR
Professional summary
John Thomas Raymond is a registered financial advisor currently at THE ENERGY & MINERALS GROUP located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Raymond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2012 - Present
THE ENERGY & MINERALS GROUP
Office #1: 2229 San Felipe Street Suite 1300, Houston, TX 77019RIA
CRD#: 157915
HOUSTON, TX
Past
October 7, 1992 - April 30, 1999
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
BD
CRD#: 414
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TE
THE ENERGY & MINERALS GROUP
EMG AE - UTICA MINERALS FUND GP, LP (RELYING ADVISER) | THE ENERGY & MINERALS GROUP, LP | THE ENERGY & MINERALS GROUP | PALLINGHURST M&R SPV CAYMAN GP, LLC (RELYING ADVISER) | NGP MR, LP (RELYING ADVISER) | NGP MR MANAGEMENT, LLC (RELYING ADVISER) | M&R FOLLOW-ON FUND MANAGEMENT, LP (RELYING ADVISER) | M&R FOF GP, LP (RELYING ADVISER) | EMG WHITE STAR CO-INVESTMENT GP LLC (RELYING ADVISER) | EMG UTICA CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG TRAVERSE CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG TALLGRASS HOLDINGS CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG PRES EQUITY GP, LLC (RELYING ADVISER) | EMG MPLX GP, LLC (RELYING ADVISER) | EMG MINERALS FUND MANAGEMENT, LP (RELYING ADVISER) | EMG IRON ORE PHASE 2 CO-INVESTMENT GP, LP (RELYING ADVISER) | EMG FUND IV PAA GP, LLC (RELYING ADVISER) | EMG FUND IV MANAGEMENT, LP (RELYING ADVISER) | EMG FUND IV GP, LP (RELYING ADVISER) | EMG FUND III MANAGEMENT, LP (RELYING ADVISER) | EMG FUND III GP LP (RELYING ADVISER) | EMG FUND III CO-INVESTMENT MANAGEMENT LP (RELYING ADVISER) | EMG FUND III CO-INVESTMENT GP, LP (RELYING ADVISER) | EMG FUND III ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG FUND II MANAGEMENT, L.P. | EMG FUND II GP, LP (RELYING ADVISER) | EMG FUND II ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG ASCENT SECONDARY FUND GP, LLC (RELYING ADVISER) | EMG ASCENT 2016 GP, LLC (RELYING ADVISER) | EMG AENO CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG AE PERMIAN CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG AE - WOODFORD MINERALS FUND GP, LP (RELYING ADVISER)
CRD#: 157915 / SEC#: 801-73630
RIA
Registered Investment Advisory firm - (3/30/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/17/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TE
THE ENERGY & MINERALS GROUP
EMG AE - UTICA MINERALS FUND GP, LP (RELYING ADVISER) | THE ENERGY & MINERALS GROUP, LP | THE ENERGY & MINERALS GROUP | PALLINGHURST M&R SPV CAYMAN GP, LLC (RELYING ADVISER) | NGP MR, LP (RELYING ADVISER) | NGP MR MANAGEMENT, LLC (RELYING ADVISER) | M&R FOLLOW-ON FUND MANAGEMENT, LP (RELYING ADVISER) | M&R FOF GP, LP (RELYING ADVISER) | EMG WHITE STAR CO-INVESTMENT GP LLC (RELYING ADVISER) | EMG UTICA CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG TRAVERSE CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG TALLGRASS HOLDINGS CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG PRES EQUITY GP, LLC (RELYING ADVISER) | EMG MPLX GP, LLC (RELYING ADVISER) | EMG MINERALS FUND MANAGEMENT, LP (RELYING ADVISER) | EMG IRON ORE PHASE 2 CO-INVESTMENT GP, LP (RELYING ADVISER) | EMG FUND IV PAA GP, LLC (RELYING ADVISER) | EMG FUND IV MANAGEMENT, LP (RELYING ADVISER) | EMG FUND IV GP, LP (RELYING ADVISER) | EMG FUND III MANAGEMENT, LP (RELYING ADVISER) | EMG FUND III GP LP (RELYING ADVISER) | EMG FUND III CO-INVESTMENT MANAGEMENT LP (RELYING ADVISER) | EMG FUND III CO-INVESTMENT GP, LP (RELYING ADVISER) | EMG FUND III ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG FUND II MANAGEMENT, L.P. | EMG FUND II GP, LP (RELYING ADVISER) | EMG FUND II ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG ASCENT SECONDARY FUND GP, LLC (RELYING ADVISER) | EMG ASCENT 2016 GP, LLC (RELYING ADVISER) | EMG AENO CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG AE PERMIAN CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG AE - WOODFORD MINERALS FUND GP, LP (RELYING ADVISER)
CRD#: 157915 / SEC#: 801-73630
RIA
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Contact information
Main Address
2229 San Felipe Street Suite 1300, Houston, TX 77019
Mailing Address
Phone number
(713) 579-5000
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 59 |
| AUM (Assets Under Management) | $ 13,072,601,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
