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John Thomas Raymond

CRD# 2198581·Registered 1992 - 2026
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Thomas Raymond was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1992 - 2026. John had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

THE ENERGY & MINERALS GROUP·CRD# 157915
RIA
Houston, TX
February 17, 2012 - March 31, 2026
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.·CRD# 414
BD
New Orleans, LA
October 7, 1992 - April 30, 1999

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Current Firm

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THE ENERGY & MINERALS GROUP

EMG AE - UTICA MINERALS FUND GP, LP (RELYING ADVISER) | THE ENERGY & MINERALS GROUP, LP | THE ENERGY & MINERALS GROUP | PALLINGHURST M&R SPV CAYMAN GP, LLC (RELYING ADVISER) | NGP MR, LP (RELYING ADVISER) | NGP MR MANAGEMENT, LLC (RELYING ADVISER) | M&R FOLLOW-ON FUND MANAGEMENT, LP (RELYING ADVISER) | M&R FOF GP, LP (RELYING ADVISER) | EMG WHITE STAR CO-INVESTMENT GP LLC (RELYING ADVISER) | EMG UTICA CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG TRAVERSE CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG TALLGRASS HOLDINGS CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG PRES EQUITY GP, LLC (RELYING ADVISER) | EMG MPLX GP, LLC (RELYING ADVISER) | EMG MINERALS FUND MANAGEMENT, LP (RELYING ADVISER) | EMG IRON ORE PHASE 2 CO-INVESTMENT GP, LP (RELYING ADVISER) | EMG FUND IV PAA GP, LLC (RELYING ADVISER) | EMG FUND IV MANAGEMENT, LP (RELYING ADVISER) | EMG FUND IV GP, LP (RELYING ADVISER) | EMG FUND III MANAGEMENT, LP (RELYING ADVISER) | EMG FUND III GP LP (RELYING ADVISER) | EMG FUND III CO-INVESTMENT MANAGEMENT LP (RELYING ADVISER) | EMG FUND III CO-INVESTMENT GP, LP (RELYING ADVISER) | EMG FUND III ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG FUND II MANAGEMENT, L.P. | EMG FUND II GP, LP (RELYING ADVISER) | EMG FUND II ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG ASCENT SECONDARY FUND GP, LLC (RELYING ADVISER) | EMG ASCENT 2016 GP, LLC (RELYING ADVISER) | EMG AENO CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG AE PERMIAN CO-INVESTMENT GP, LLC (RELYING ADVISER) | EMG AE - WOODFORD MINERALS FUND GP, LP (RELYING ADVISER)

CRD#: 157915 / SEC#: 801-73630

Contact Information

Main Address

2229 San Felipe Street Suite 1300, Houston, TX 77019

Phone Number

(713) 579-5000

# of Employees

23

Documents

Latest Form ADV

Part 2 Brochures

THE ENERGY & MINERALS GROUP FIRM BROCHURE-FORM ADV PART 2A (9/29/2025)

Regulatory Assets Under Management

Total Number of Accounts

59

AUM (Assets Under Management)

$13,072,601,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Energy & Minerals Group (EMG) is the trademark name for a private investment firm that provides investment management services to a family of private funds (the EMG Funds). EMG Fund II Management, LP (the adviser) is registered as an investment adviser with the Securities and Exchange Commission (SEC). Certain other management companies and general partner entities that provide investment-related services to the EMG Funds rely on the registration of EMG Fund II Management, LP under an umbrella registration, as permitted by the SEC initially through a staff letter to the American Bar Association and as incorporated directly into Form ADV, effective as of October 2017. Mr. Raymond, in his capacity as the sole member of the general partner of the adviser and each relying adviser (other than NGP MR Management, LLC), also controls the adviser and each relying adviser (other than NGP MR Management, LLC). He is also the Chief Executive Officer of the general partner of EMG Fund II Management, LP and all of the relying advisers. Mr. Raymond is also an owner of the adviser and relying advisers as of the dates listed for each entity on Schedule R of Form ADV. Each adviser and relying adviser has its principal place of business at 2229 San Felipe St., Suite 1300, Houston, Texas 77019. Mr. Raymond currently devotes substantially all of his professional time to the investment management business of EMG, including collectively activities of each adviser and relying adviser and the managed private funds. Mr. Raymond serves on the board of EMG Fund portfolio companies and owns an interest in certain portfolio companies, as described in further detail in EMG's brochure Form ADV Part 2A. Mr. Raymond is a member of the Investment Committee for Upper Bay Infrastructure Management, LP (Upper Bay), a registered investment adviser and manager of Upper Bay Infrastructure Partners, LP, an infrastructure private equity fund, and related parallel entities and co-investment vehicles (collectively the Upper Bay Funds). Mr. Raymond is a co-owner in Upper Bay as well as Upper Bay Infrastructure Partners GP, LP, the general partner to the Upper Bay Funds, and is expected to be a co-owner of other general partner entities established in conjunction with the Upper Bay Funds.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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