George R. Gasper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Robert Gasper III, who also goes by George Robert III Gasper, was a registered financial advisor .
George is a previously registered financial advisor and started their career in finance in 1992. George had worked at 10 firms and has passed the Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2008 - October 3, 2011
FORESTERS EQUITY SERVICES, INC.
April 9, 2007 - June 15, 2007
GLOBAL PORTFOLIO STRATEGIES, INC.
April 9, 2007 - June 7, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 14, 2004 - August 14, 2006
NEXT FINANCIAL GROUP, INC.
July 28, 1997 - May 6, 2004
MAIN STREET MANAGEMENT COMPANY
May 12, 1995 - September 15, 1997
UNITED SECURITIES GROUP, INC.
April 25, 1994 - May 11, 1995
DOMINARI SECURITIES LLC
April 21, 1992 - March 28, 1994
COMPULIFE INVESTOR SERVICES, INC.
January 30, 1992 - April 6, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 30, 1992 - April 6, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
