Scott R. Peterson

GW&K INVESTMENT MANAGEMENT

Boston, MA 02116

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CRD#: 2198254

Professional summary

Scott Reed Peterson, who also goes by Scott Fred Peterson, is a registered financial advisor currently at GW&K INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 7 firms and has passed the Series 63, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Fred Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Reed Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2022 - Present

GW&K INVESTMENT MANAGEMENT, LLC

Office #1: 222 Berkeley Street 15th Floor, Boston, MA 02116

RIA

CRD#: 121942

Boston, MA

Past

October 15, 2012 - April 17, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

September 5, 2000 - June 7, 2004

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

January 20, 1999 - September 5, 2000

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

March 2, 1995 - February 6, 1997

BANKBOSTON INVESTOR SERVICES, INC.

CRD#: 36369

BOSTON, MA

Past

December 4, 1994 - February 21, 1995

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

December 11, 1991 - March 18, 1993

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GW&K INVESTMENT MANAGEMENT, LLC

GANNETT WELSH & KOTLER INC. | GW&K INVESTMENT MANAGEMENT, LLC | GANNETT WELSH & KOTLER, LLC

CRD#: 121942 / SEC#: 801-61559

RIA

Registered Investment Advisory firm - (11/18/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/2/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/20/1996

Registered Options Principal Examination

Current Firm

GW&K INVESTMENT MANAGEMENT, LLC

GANNETT WELSH & KOTLER INC. | GW&K INVESTMENT MANAGEMENT, LLC | GANNETT WELSH & KOTLER, LLC

CRD#: 121942 / SEC#: 801-61559

RIA

Registered Investment Advisory firm - (11/18/2002 Approved)

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Contact information

Main Address

222 Berkeley Street 15th Floor, Boston, MA 02116

Mailing Address

Phone number

(617) 236-8900

Established

Firm type

Fiscal year end

# of Employees

180

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GW&K FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	50,559
AUM (Assets Under Management)	$ 52,933,746,966

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Reed Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

APEX CLEARING CORPORATION

ROBERTSON STEPHENS, INC.

BANKBOSTON INVESTOR SERVICES, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

GW&K INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/2/2012

Series 7

Date: 10/13/2012

Series 4

Date: 8/20/1996

Current Firm

GW&K INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GW&K INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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