John K. Whitehead

JW NOVA WEALTH PARTNERS

MIAMI BEACH, FL

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CRD#: 2198120

Professional summary

John Kenneth Whitehead is a registered financial advisor currently at JW NOVA WEALTH PARTNERS located in Miami Beach, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JPJ VENTURES, INV RELATED, NEW HOPE, PA, 49.9% OWNER, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: REAL ESTATE. SEBVIVI ENTERPRISES; INV RELATED; NEWTOWN, PA; OWNER; FOR FINET PRACTICE; START: 3/2018; 120 HRS/MO; 120 HRS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Whitehead's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2025 - Present

JW NOVA WEALTH PARTNERS

RIA

CRD#: 333595

MIAMI BEACH, FL

Past

March 8, 2021 - April 24, 2025

JMAC ENTERPRISES LLC

RIA

CRD#: 312710

Miami Beach, FL

Past

March 23, 2018 - April 29, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MIAMI BEACH, FL

Past

March 23, 2018 - April 29, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MIAMI BEACH, FL

Past

July 1, 2003 - March 23, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

YARDLEY, PA

Past

July 1, 2003 - March 23, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YARDLEY, PA

Past

October 6, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

YARDLEY, PA

Past

September 22, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 21, 1995 - September 29, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 21, 1994 - August 4, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 4, 1992 - March 25, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JW NOVA WEALTH PARTNERS

CMC WEALTH PARTNERS | PW NOVA FINANCIAL SERVICES LLC | PW NOVA FINANCIAL SERVICES | JW NOVA WEALTH PARTNERS

CRD#: 333595 / SEC#: 801-131527

RIA

Registered Investment Advisory firm - (12/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/5/2025)

IAR

Pennsylvania
(1/9/2025)

IAR

Texas
(2/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/21/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/10/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2018

General Securities Principal Examination

Current Firm

JW NOVA WEALTH PARTNERS

CMC WEALTH PARTNERS | PW NOVA FINANCIAL SERVICES LLC | PW NOVA FINANCIAL SERVICES | JW NOVA WEALTH PARTNERS

CRD#: 333595 / SEC#: 801-131527

RIA

Registered Investment Advisory firm - (12/4/2024 Approved)

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Contact information

Main Address

201 South State St. Suite 1a, Newtown, PA 18940

Mailing Address

Phone number

(267) 753-7067

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE - PW NOVA FINANCIAL SERVICES (4/1/2025)

FORM ADV PART 2A - PW NOVA FINANCIAL SERVICES (4/1/2025)

Regulatory assets under management

Total Number of Accounts	569
AUM (Assets Under Management)	$ 307,933,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John K. Whitehead

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Whitehead's CRS (Customer Relationship Summary).

Certified licenses

Experience

JMAC ENTERPRISES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

JW NOVA WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/1996

Series 63

Date: 1/20/1992

SIE

Date: 10/1/2018

Series 31

Date: 4/21/2004

Series 7

Date: 1/10/1992

Series 24

Date: 10/5/2018

Current Firm

JW NOVA WEALTH PARTNERS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JW NOVA WEALTH PARTNERS

TRUST BUT VERIFY

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