Mark Kevin Sachse
Professional Summary
Mark Kevin Sachse, who also goes by Mark Sachse, is a registered financial advisor currently at ACCESS FINANCIAL GROUP, LLC located in Mount Vernon, Texas. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 8 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Sachse
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
ACCESS FINANCIAL GROUP, LLC
Contact Information
Main Address
1981 County Road Se 4250, Mount Vernon, TX 75457Mailing Address
Po Box 1108, Mount Vernon, TX 75457Phone Number
(903) 609-3313# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
236AUM (Assets Under Management)
$39,277,157Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/10/2022)
(2/24/2021)
(2/13/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2003About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Kevin Sachse's CRS (Customer Relationship Summary).
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