KH
Kenneth R. Hartley
CLARUS WEALTH ADVISORS
Peoria, AZ 85381
Some features on this profile are disabled
CRD#: 2197816
KH
Professional summary
Kenneth R Hartley, who also goes by Kenneth Russell Hartley Jr., Kenneth Hartley, is a registered financial advisor currently at CLARUS WEALTH ADVISORS, LLC located in Peoria, Arizona.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kenneth has worked at 4 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth Russell Hartley Jr. | Kenneth Hartley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DESERTHART CONSULTING, LLC (DHC) IS A TWO MEMBER LLC THAT MY WIFE AND I established for HOME BASED BUSINESSES in 2001. ANNUAL HOURS SPENT ON DHC BUSINESS IS LESS THAN 50. DHC BUSINESS DOES NOT INTERFERE WITH ANY IAR DUTIES.
SAND CREEK COMMERCIAL INVESTORS, LLC. Serve AS AN UNCOMPENSATED MANAGING MEMBER OF THIS REAL ESTATE LLC. ALSO INVOLVED AS AN INVESTOR IN LLC.
Erisey Wealth Management, LLC, 0 hours per month spent on this activity, dormant entity, used for his old financial planning business.
Bell and Associates - independent insurance agent. 10 hours per month - not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth R Hartley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2016 - Present
CLARUS WEALTH ADVISORS, LLC
Office #1: 9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381RIA
CRD#: 281160
Peoria, AZ
Past
July 25, 2014 - May 26, 2016
SENTINEL ROCK WEALTH MANAGEMENT LLC
RIA
CRD#: 163403
SCOTTSDALE, AZ
Past
February 23, 2012 - March 30, 2015
ERISEY WEALTH MANAGEMENT
RIA
CRD#: 138337
CAVE CREEK, AZ
Past
February 24, 2003 - September 7, 2005
ARIZONA FINANCIAL PRODUCTS, INC.
RIA
CRD#: 111434
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CLARUS WEALTH ADVISORS, LLC
CLARUS WEALTH ADVISORS, LLC | SUMMIT WEALTH ADVISORS, LLC | PLUM CREEK PLANNING | ORANGE ROCK WEALTH MANAGEMENT | HERITAGE RETIREMENT SOLUTIONS | HERITAGE CAPITAL | FORM PROSPERITY | CLARUS WEALTH AT PLUM CREEK
CRD#: 281160 / SEC#: 801-110156
RIA
Registered Investment Advisory firm - (3/20/2017 Approved)Arizona
Registered Investment Advisory firm - (3/23/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/7/2016)
IAR
Texas(3/27/2017)
Exams
Current Firm
CW
CLARUS WEALTH ADVISORS, LLC
CLARUS WEALTH ADVISORS, LLC | SUMMIT WEALTH ADVISORS, LLC | PLUM CREEK PLANNING | ORANGE ROCK WEALTH MANAGEMENT | HERITAGE RETIREMENT SOLUTIONS | HERITAGE CAPITAL | FORM PROSPERITY | CLARUS WEALTH AT PLUM CREEK
CRD#: 281160 / SEC#: 801-110156
RIA
Registered Investment Advisory firm - (3/20/2017 Approved)Arizona
Registered Investment Advisory firm - (3/23/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381
Mailing Address
Phone number
(623) 583-6840
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 256,942,795 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
