Tadd M. Barraclough

TCM INVESTMENT ADVISERS

Citrus Heights, CA

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CRD#: 2197717

Professional summary

Tadd Michael Barraclough, who also goes by Tadd M Barraclough, is a registered financial advisor currently at TCM INVESTMENT ADVISERS located in Citrus Heights, California.

Tadd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Tadd has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tadd M Barraclough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UNITED PARCEL SERVICE RAMP OPERATIONS/LOADER-UNLOADER MATHER FIELD, CA 4-7AM, TUES-SAT, 60 HRS/MO LYFT, INC. TRANSPORTATION NETWORKING COMPANY DRIVER, 04/2017 CALIFORNIA MON-SUN, 5 AM TO 5 AM, 120+ HOURS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tadd Michael Barraclough's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2016 - Present

TCM INVESTMENT ADVISERS

RIA

CRD#: 137543

Citrus Heights, CA

Past

July 2, 2013 - December 31, 2015

TCM INVESTMENT ADVISERS

RIA

CRD#: 137543

CITRUS HEIGHTS, CA

Past

September 29, 2001 - October 1, 2004

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

August 12, 1998 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

September 13, 1996 - August 5, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 25, 1994 - September 24, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 14, 1994 - March 1, 1994

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

December 24, 1991 - February 24, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/23/1991

General Securities Representative Examination

Current Firm

TCM INVESTMENT ADVISERS

BARRACLOUGH, TADD MICHAEL | TCM TOTAL CAPITAL MANAGEMENT | TCM INVESTMENT ADVISORS | TCM INVESTMENT ADVISERS

CRD#: 137543 / SEC#:

California

Registered Investment Advisory firm - (1/19/2016 Approved)

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Contact information

Main Address

Citrus Heights, CA

Mailing Address

Phone number

(916) 202-3916

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 66,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tadd M. Barraclough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tadd Michael Barraclough's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCM INVESTMENT ADVISERS

TCM INVESTMENT ADVISERS

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

BA INVESTMENT SERVICES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/24/1992

Series 7

Date: 12/23/1991

Current Firm

TCM INVESTMENT ADVISERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TCM INVESTMENT ADVISERS

TRUST BUT VERIFY

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