Michael J. Curley
Professional summary
Michael James Curley, who also goes by Michael James Curley Cfa, Mike Curley, is a registered financial advisor currently at ROBERTSON STEPHENS located in San Francisco, California and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in San Francisco, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 87, Series 55, Series 7, Series 9, Series 10, Series 4, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Curley's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2018 - Present
ROBERTSON STEPHENS
Office #1: 455 Market Street Ste. 1450, San Francisco, CA 94105-2442July 17, 2019 - Present
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
Office #1: 455 Market Street Ste. 1450, San Francisco, CA 94105-2444Office #2: 455 Market Street Ste. 1450, San Francisco, CA 94105-2442October 13, 2014 - July 7, 2016
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
March 25, 2011 - October 9, 2014
FIRST REPUBLIC SECURITIES COMPANY, LLC
October 1, 2010 - July 7, 2016
FIRST REPUBLIC SECURITIES COMPANY, LLC
September 10, 2009 - October 6, 2010
THOMAS WEISEL PARTNERS LLC
October 3, 2007 - January 13, 2009
MONTGOMERY & CO., LLC
January 3, 2002 - September 26, 2007
GLEACHER & COMPANY SECURITIES, INC.
February 1, 2000 - October 2, 2001
J.P. MORGAN SECURITIES INC.
July 9, 1998 - February 1, 2000
HAMBRECHT & QUIST LLC
September 29, 1992 - July 31, 1998
TD AMERITRADE, INC.
January 15, 1992 - June 18, 1992
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2018)
(8/30/2019)
(2/27/2025)
(1/15/2021)
(2/27/2025)
(2/27/2025)
(7/6/2020)
(2/27/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/14/1998
Limited Representative-Equity Trader ExamSeries 8
Date: 2/13/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ROBERTSON STEPHENS
CRD#: 289977 / SEC#: 801-111814
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
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