Dean C. Curnutt
Professional summary
Dean Carl Curnutt, who also goes by Dean C Curnutt, is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.
Dean is registered as a RR (Registered Representative) and started their career in finance in 1996. Dean has worked at 5 firms and has passed the Series 63, Series 62, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dean Carl Curnutt's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2009 - Present
MACRO RISK ADVISORS LLC
Office #1: 411 Fremd Ave Suite 206, Rye, NY 10580Office #2: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580May 15, 2008 - March 31, 2009
BAY CREST PARTNERS, LLC
April 4, 2001 - February 14, 2008
BANC OF AMERICA SECURITIES LLC
November 1, 1999 - August 24, 2000
COMMERZBANK CAPITAL MARKETS CORP.
October 8, 1996 - October 5, 1999
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2021)
(4/16/2009)
(5/18/2009)
(4/15/2009)
(4/16/2009)
(6/28/2021)
(4/22/2009)
(4/15/2009)
(4/27/2009)
(4/15/2009)
(4/17/2009)
(4/28/2009)
(4/16/2009)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/20/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
