James E. Kunkel

PROVENANCE WEALTH ADVISORS

Fort Lauderdale, FL 33301

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CRD#: 2197345

Professional summary

James Edward Kunkel, who also goes by James E Kunkel, Jim Kunkel, is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Fort Lauderdale, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. James has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James E Kunkel | Jim Kunkel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business : Provenance Wealth Advisors. Address: 200 E. Las Olas Boulevard 19th Floor,Fort Lauderdale, FL Nature of the Business: Non-variable Insurance 2) RIDGEWOOD ENERGY FUND. NOT INVESTMENT RELATED:8/2007-PRESENT:FT. LAUDERDALE, FL:INVESTOR:ENERGY:4/HRS/MO:4 HRS DURING TRADING:PASSIVE INVESTOR. 3) ALLIANCE BERNSTEIN PARTNERS: FT.LAUDERDALE; PASSIVE INVESTOR Position/Title: Agent Investment Related:Yes Start Date: 12/09/2013 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 10 Description of duties: I sell long-term care, group health insurance, life insurance, fixed annuities and disability insurance with various vendors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Kunkel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2003 - Present

PROVENANCE WEALTH ADVISORS

Office #1: 200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301

RIA

CRD#: 126529

Fort Lauderdale, FL

Past

September 11, 2013 - April 9, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FORT LAUDERDALE, FL

Past

August 30, 2013 - April 9, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FT. LAUDERDALE, FL

Past

August 1, 2003 - September 3, 2013

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

FORT LAUDERDALE, FL

Past

August 1, 2003 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

FORT LAUDERDALE, FL

Past

October 9, 2002 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

FT. LAUDERDALE, FL

Past

September 23, 2002 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

October 9, 2000 - September 6, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 1, 1998 - September 6, 2002

OSAIC FA, INC.

RIA

CRD#: 3978

DEERFIELD BEACH, FL

Past

June 1, 1998 - September 6, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

December 23, 1991 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVENANCE WEALTH ADVISORS

PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC

CRD#: 126529 / SEC#: 801-113505

RIA

Registered Investment Advisory firm - (6/25/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/12/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/6/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1991

General Securities Representative Examination

Current Firm

PROVENANCE WEALTH ADVISORS

PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC

CRD#: 126529 / SEC#: 801-113505

RIA

Registered Investment Advisory firm - (6/25/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/12/2023 Terminated)

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Contact information

Main Address

200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301

Mailing Address

Phone number

(954) 712-8888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROVENANCE WEALTH ADVISORS WRAP PROGRAM BROCHURE APPENDIX 1 (10/3/2025)

PROVENANCE WEALTH ADVISORS ADV PART 2A BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	4,221
AUM (Assets Under Management)	$ 3,523,875,805

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James E. Kunkel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edward Kunkel's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

PROVENANCE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2006

Series 63

Date: 3/27/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1991

Current Firm

PROVENANCE WEALTH ADVISORS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROVENANCE WEALTH ADVISORS

TRUST BUT VERIFY

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