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Randall Paul Martin

RANDALL P MARTIN
BROOKHAVEN, GA
·CRD# 2197263·34 years experience

Professional Summary

Randall Paul Martin, who also goes by Randy Martin, is a registered financial advisor currently at RANDALL P MARTIN located in Brookhaven, Georgia. Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Randall has worked at 2 firms and has passed the Series 65, Series 2 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Randy Martin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

RANDALL P MARTIN·CRD# 108546
RIA
Brookhaven, GA
August 8, 2011 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
February 3, 1992 - May 29, 1992

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Current Firm

RP
RANDALL P MARTIN

RANDALL P MARTIN | RANDALL PAUL MARTIN

CRD#: 108546 / SEC#: 801-56418
RIA
Registered Investment Advisory firm - SEC (2/14/2011 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/1/2022 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (12/13/2010 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Brookhaven, GA

Mailing Address

Po Box 52308, Atlanta, GA 30355

Phone Number

(404) 237-1286

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

8

AUM (Assets Under Management)

$13,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(8/8/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2011About the Series 65 exam

Series 2 — Non-Member General Securities Examination

Passed Mar 1993

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Randall Paul Martin's CRS (Customer Relationship Summary).

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