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MR

Michael Eugene Rowe

MAREX CAPITAL MARKETS
Miami, FL
·CRD# 2197107·34 years experience

Professional Summary

Michael Eugene Rowe, who also goes by Michael E Rowe, Michael Eugene Rowe, is a registered financial advisor currently at MAREX CAPITAL MARKETS INC. located in Miami, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael E Rowe, Michael Eugene Rowe

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MAREX CAPITAL MARKETS INC.·CRD# 161014
BD
201 South Biscayne Boulevard, Miami, FL 33131
January 10, 2025 - Present
CANACCORD GENUITY LLC·CRD# 1020
BD
New York, NY
March 5, 2018 - December 9, 2024
HAITONG SECURITIES USA LLC·CRD# 281918
BD
New York, NY
November 8, 2016 - February 21, 2018
BCP SECURITIES, INC.·CRD# 27063
BD
Greenwich, CT
April 2, 2015 - November 1, 2016
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
August 10, 2012 - December 9, 2014
JEFFERIES LLC·CRD# 2347
BD
New York, NY
February 23, 2006 - August 10, 2012
NEWEDGE USA, LLC·CRD# 36118
BD
Chicago, IL
June 29, 2005 - March 1, 2006
STONEX FINANCIAL INC.·CRD# 45993
BD
Winter Park, FL
December 6, 2002 - July 1, 2005
ICBC STANDARD SECURITIES INC.·CRD# 35560
BD
New York, NY
January 21, 1999 - January 2, 2003
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
February 19, 1998 - January 5, 1999
SOCIMER SECURITIES CORPORATION·CRD# 32011
BD
Miami, FL
June 22, 1995 - March 2, 1998
FINANCORP GROUP INTERNATIONAL CORPORATION·CRD# 31793
BD
Miami, FL
August 25, 1993 - September 8, 1994
SUPPES SECURITIES, INC.·CRD# 13722
BD
Nyc, NY
April 14, 1993 - May 25, 1993
LEHMAN SPECIAL SECURITIES INC.·CRD# 7242
BD
November 21, 1991 - December 2, 1992
LEHMAN GOVERNMENT SECURITIES INC.·CRD# 19655
BD
November 21, 1991 - December 2, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 21, 1991 - December 2, 1992

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Current Firm

MC
MAREX CAPITAL MARKETS INC.

E D & F MAN CAPITAL MARKETS INC. | MPS | MAREX CAPITAL MARKETS INC.

CRD#: 161014 / SEC#: 8-69039
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

140 East 45th Street 10th Floor, New York, NY 10017

Mailing Address

140 East 45th Street 10th Floor, New York, NY 10017

Phone Number

(212) 618-2800

Established

New York since 01/10/1952

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAREX SERVICES INC.DIRECT OWNER—
BATES, CHRISTOPHERFINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR5648556
BERNICKY, JENNIFER KAISERCHIEF OPERATING OFFICER, DIRECTOR4781625
FALCO, CARMINE DOMENICOPRINCIPAL OPERATIONS OFFICER2782798
HOOD, STEPHEN MICHAELDIRECTOR3139127
SCANDURA, STEPHEN THOMASCHIEF COMPLIANCE OFFICER4539229
VITTAL, MAHESH RAMPRES. & CEO, DIRECTOR4593014

Disclosures

Regulatory Event

43

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/10/2025)
RR
New York
(1/10/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2004About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed May 1996About the Series 4 exam
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Eugene Rowe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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