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MR

Michael E. Rowe

MAREX CAPITAL MARKETS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2197107
MR

Professional summary

Michael Eugene Rowe, who also goes by Michael E Rowe, Michael Eugene Rowe, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Miami, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 16 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael E Rowe | Michael Eugene Rowe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Eugene Rowe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2025 - Present

MAREX CAPITAL MARKETS INC.

Office #1: 201 South Biscayne Boulevard, Miami, FL 33131
BD
CRD#: 161014
Miami, FL
Past

March 5, 2018 - December 9, 2024

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

November 8, 2016 - February 21, 2018

HAITONG SECURITIES USA LLC

BD
CRD#: 281918
New York, NY
Past

April 2, 2015 - November 1, 2016

BCP SECURITIES, INC.

BD
CRD#: 27063
GREENWICH, CT
Past

August 10, 2012 - December 9, 2014

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

February 23, 2006 - August 10, 2012

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

June 29, 2005 - March 1, 2006

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

December 6, 2002 - July 1, 2005

STONEX FINANCIAL INC.

BD
CRD#: 45993
WINTER PARK, FL
Past

January 21, 1999 - January 2, 2003

ICBC STANDARD SECURITIES INC.

BD
CRD#: 35560
NEW YORK, NY
Past

February 19, 1998 - January 5, 1999

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

June 22, 1995 - March 2, 1998

SOCIMER SECURITIES CORPORATION

BD
CRD#: 32011
MIAMI, FL
Past

August 25, 1993 - September 8, 1994

FINANCORP GROUP INTERNATIONAL CORPORATION

BD
CRD#: 31793
MIAMI, FL
Past

April 14, 1993 - May 25, 1993

SUPPES SECURITIES, INC.

BD
CRD#: 13722
NYC, NY
Past

November 21, 1991 - December 2, 1992

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

November 21, 1991 - December 2, 1992

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

November 21, 1991 - December 2, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/10/2025)
RR
New York
(1/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/27/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2004
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/9/1996
Registered Options Principal Examination
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

MC
MAREX CAPITAL MARKETS INC.
E D & F MAN CAPITAL MARKETS INC. | MPS | MAREX CAPITAL MARKETS INC.

CRD#: 161014 / SEC#: , 8-69039

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
140 East 45th Street 10th Floor, New York, NY 10017
Mailing Address
140 East 45th Street 10th Floor, New York, NY 10017
Phone number
(212) 618-2800
Established
New York since 01/10/1952
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAREX SERVICES INC.DIRECT OWNER
BATES, CHRISTOPHERFINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR5648556
BERNICKY, JENNIFER KAISERCHIEF OPERATING OFFICER, DIRECTOR4781625
CHERRY, ELIN LYNNECHIEF COMPLIANCE OFFICER2430837
FALCO, CARMINE DOMENICOPRINCIPAL OPERATIONS OFFICER2782798
HOOD, STEPHEN MICHAELDIRECTOR3139127
VITTAL, MAHESH RAMPRES. & CEO, DIRECTOR4593014

Disclosures

Regulatory Event42

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAREX CAPITAL MARKETS INC.

CRD#: 161014Miami, FL 33131

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