Martin J. Rosenburgh

3SUMMIT INVESTMENT MANAGEMENT

VIENNA, VA 22182

Some features on this profile are disabled

CRD#: 2197104

Professional summary

Martin Joseph Rosenburgh is a registered financial advisor currently at 3SUMMIT INVESTMENT MANAGEMENT, LLC located in Vienna, Virginia.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Martin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cross Border Investment Management LLC; the business is investment related; 10900 NE 4th Street Suite 2300 Bellevue WA 9800; the business is a private fund advisor; my position is Chief Investment Officer and Partner; the start date was February 2019; 50-60 hours spent per month; Trading hours do not affect my duties or hours devoted because the business involves only private investments. On average 1.5 hours per day are devoted to the business during trading hours. My duties generally relate to communications with investors and/or third-party service providers or counterparties relating to legal and/or transactional matters.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Joseph Rosenburgh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2025 - Present

3SUMMIT INVESTMENT MANAGEMENT, LLC

Office #1: 8245 Boone Blvd. Suite 590, Vienna, VA 22182

RIA

CRD#: 284434

VIENNA, VA

Past

April 1, 2016 - January 4, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BELLEVUE, WA

Past

March 3, 2016 - January 4, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BELLEVUE, WA

Past

March 26, 2012 - May 31, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

BROOKLYN, NY

Past

March 3, 2003 - January 9, 2007

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

NEW YORK, NY

Past

November 9, 2001 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

December 10, 1992 - August 3, 1993

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

January 6, 1992 - December 18, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(9/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/7/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/2016

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 11/21/2001

Limited Representative-Equity Trader Exam

Current Firm

3SUMMIT INVESTMENT MANAGEMENT, LLC

3SUMMIT INVESTMENT MANAGEMENT, L.L.C. | 3SUMMIT INVESTMENT MANAGEMENT, LLC

CRD#: 284434 / SEC#:

Colorado

Registered Investment Advisory firm - (5/25/2018 Approved)

Virginia

Registered Investment Advisory firm - (3/17/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8245 Boone Blvd. Suite 590, Vienna, VA 22182

Mailing Address

Phone number

(571) 565-2161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	111
AUM (Assets Under Management)	$ 24,909,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Martin J. Rosenburgh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Joseph Rosenburgh's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRANSAMERICA FINANCIAL ADVISORS, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

ALEX. BROWN & SONS INCORPORATED

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2016

Series 63

Date: 8/7/2002

SIE

Date: 1/4/2018

Series 7

Date: 3/3/2016

Series 55

Date: 11/21/2001

Current Firm

3SUMMIT INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

3SUMMIT INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors