Gary A. Chubb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Alan Chubb was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1992. Gary had worked at 12 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2020 - March 12, 2021
MEEDER ADVISORY SERVICES, INC.
June 11, 2020 - March 12, 2021
MEEDER DISTRIBUTION SERVICES, INC.
April 10, 2015 - August 30, 2019
FORESTERS FINANCIAL SERVICES, INC.
July 18, 2011 - January 6, 2015
DESTRA CAPITAL INVESTMENTS LLC
July 12, 2010 - January 26, 2011
CAPITAL BROKERAGE CORPORATION
November 22, 2006 - April 28, 2009
MML DISTRIBUTORS, LLC
June 13, 2003 - March 9, 2005
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 13, 2002 - June 13, 2003
PRUCO SECURITIES, LLC.
October 17, 2002 - December 13, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 27, 1998 - June 17, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
July 21, 1995 - January 15, 1997
UBS FINANCIAL SERVICES INC.
February 6, 1992 - July 13, 1995
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
MEEDER ADVISORY SERVICES, INC.
CRD#: 106814 / SEC#: 801-40023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MEEDER ADVISORY SERVICES, INC.
CRD#: 106814 / SEC#: 801-40023
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,800 |
| AUM (Assets Under Management) | $ 2,088,369,039 |
Red Flags
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