Kenneth A. Simon

SKADVISORS

MAITLAND, FL

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CRD#: 2196854

Professional summary

Kenneth Alan Simon, AIF® is a registered financial advisor currently at SKADVISORS, LLC located in Maitland, Florida.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Kenneth has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SIMON KELVINGTON & SHEALY, LLC POSITION: Partner NATURE: Accounting, Tax preparation, Retirement Plan Administration, Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2009 ADDRESS: 2700 Westhall Lane, Suite 132, Maitland FL 32751, United States DESCRIPTION: Tax preparation, Consulting, Retirement Plan Administration, Accounting PAXSON WALKER POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/31/2009 ADDRESS: 1201 Willa Vista Tr, Maitland FL 32751, United States DESCRIPTION: Sales of insurance products and administrative services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alan Simon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 1, 2024 - Present

SKADVISORS, LLC

RIA

CRD#: 133532

MAITLAND, FL

Past

June 24, 2019 - June 27, 2024

CAPITAL ANALYSTS

RIA

CRD#: 162200

Apopka, FL

Past

September 11, 2006 - June 27, 2024

LINCOLN INVESTMENT

RIA

CRD#: 519

Maitland, FL

Past

March 6, 1996 - December 31, 2004

LBG FINANCIAL ADVISORS, INC.

RIA

CRD#: 123750

JENKINTOWN, PA

Past

December 19, 1991 - June 27, 2024

LINCOLN INVESTMENT

CRD#: 519

Maitland, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/31/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/1/1998

General Securities Principal Examination

Current Firm

SKADVISORS, LLC

SKADVISORS, LLC | VERITAS WEALTH MANAGEMENT, LLC

CRD#: 133532 / SEC#:

Florida

Registered Investment Advisory firm - (1/4/2005 Approved)

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Contact information

Main Address

Maitland, FL

Mailing Address

Phone number

(407) 910-3113

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	562
AUM (Assets Under Management)	$ 75,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth A. Simon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alan Simon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LBG FINANCIAL ADVISORS, INC.

LINCOLN INVESTMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/31/1995

Series 63

Date: 12/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 12/2/1997

Series 6

Date: 12/17/1991

Series 24

Date: 4/1/1998

Current Firm

SKADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKADVISORS, LLC

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