Ernest R. Giacobba

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CRD#: 219683

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ernest Robert Giacobba JR, who also goes by Ernest Robert Giacobba, was a registered financial professional .

Ernest is a previously registered financial professional and started their career in finance in 1973. Ernest had worked at 8 firms and has passed the Series 65, Series 63 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ernest Robert Giacobba

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 2023 - March 25, 2025

BLUELINE ADVISORS

RIA

CRD#: 164642

EXETER, NH

Past

March 16, 2022 - December 31, 2022

BLUELINE ADVISORS

RIA

CRD#: 164642

EXETER, NH

Past

June 1, 2004 - September 30, 2005

ESSEX SECURITIES LLC

CRD#: 46605

JERSEY CITY, NJ

Past

February 2, 2000 - December 20, 2022

GIA INVESTMENT ADVISORS LLC

RIA

CRD#: 120300

PORTSMOUTH, NH

Past

March 5, 1998 - June 1, 2004

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

July 24, 1997 - March 11, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

January 25, 1995 - July 14, 1997

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 21, 1983 - January 25, 1995

RELIASTAR FINANCIAL MARKETING CORP.

CRD#: 4234

SEATTLE, WA

Past

October 20, 1980 - June 15, 1984

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

February 26, 1973 - June 15, 1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUELINE ADVISORS

BLUELINE ADVISORS | BLUELINE ADVISORS LLC

CRD#: 164642 / SEC#: 801-91171

RIA

Registered Investment Advisory firm - (4/20/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (4/21/2015 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/21/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 2/20/1973

Registered Representative Examination

Current Firm

BLUELINE ADVISORS

BLUELINE ADVISORS | BLUELINE ADVISORS LLC

CRD#: 164642 / SEC#: 801-91171

RIA

Registered Investment Advisory firm - (4/20/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (4/21/2015 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/21/2015 Terminated)

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Contact information

Main Address

99 Water Street Suite 3, Exeter, NH 03833

Mailing Address

Phone number

(603) 418-0940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE AND FORM ADV PART 2B BROCHURE SUPPLEMENT (3/25/2025)

Regulatory assets under management

Total Number of Accounts	464
AUM (Assets Under Management)	$ 211,135,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ernest R. Giacobba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLUELINE ADVISORS

ESSEX SECURITIES LLC

GIA INVESTMENT ADVISORS LLC

SECURITIES SERVICE NETWORK, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

RELIASTAR FINANCIAL MARKETING CORP.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

BLUELINE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/1999

Series 63

Date: 9/14/1983

Series 1

Date: 2/20/1973

Current Firm

BLUELINE ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUELINE ADVISORS

TRUST BUT VERIFY

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