Cheryl A. Dowsett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Anne Dowsett, who also goes by Cherie Dowsett, Cheryl Anne Williams, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1993. Cheryl had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2016 - January 11, 2018
BMO INVESTMENT DISTRIBUTORS, LLC
February 12, 2016 - January 11, 2018
BMO HARRIS FINANCIAL ADVISORS, INC.
November 25, 2013 - September 11, 2015
ASSOCIATED INVESTMENT SERVICES, INC.
August 1, 2012 - November 20, 2013
BMO HARRIS FINANCIAL ADVISORS, INC.
January 14, 2009 - May 10, 2012
BMO INVESTMENT DISTRIBUTORS, LLC
September 15, 2005 - February 12, 2010
M&I FINANCIAL ADVISORS, INC
October 18, 1993 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO INVESTMENT DISTRIBUTORS, LLC
CRD#: 146711 / SEC#: , 8-67845
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | DIRECT PARENT CORPORATION | |
| GREGORY, MARK ANDREW | CHIEF COMPLIANCE OFFICER | 2253531 |
| JONES, BEN D | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | 4206990 |
| LAKE, STEPHANIE ANN | CHIEF FINANCIAL OFFICER | 5845009 |
| OLEARI, SUSAN G | DIRECTOR | 6660230 |
| PAPAGEORGAKIS, PETE | DIRECTOR | 1974178 |
| RAYNIER, MATTHEW BRENNAN | AML OFFICER | 6843589 |
| WANIE, LEE GORDON JULIAN | DIRECTOR | 2793249 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
