Cecil A. Godman

MERCURY INVESTMENT GROUP

Memphis, TN 38103-5502

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CRD#: 2196300

Professional summary

Cecil Adair Godman III is a registered financial advisor currently at MERCURY INVESTMENT GROUP located in Memphis, Tennessee.

Cecil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Cecil has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cecil Adair Godman III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2013 - Present

MERCURY INVESTMENT GROUP

Office #1: 40 S. Main St. Suite 1720, Memphis, TN 38103-5502

RIA

CRD#: 125245

Memphis, TN

Past

April 13, 2011 - August 2, 2012

FTB ADVISORS, INC.

RIA

CRD#: 143830

MEMPHIS, TN

Past

December 17, 2010 - April 1, 2011

HIGHLAND CAPITAL MANAGEMENT, LLC

RIA

CRD#: 104842

MEMPHIS, TN

Past

November 15, 2010 - March 30, 2012

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

MEMPHIS, TN

Past

November 15, 2010 - August 2, 2012

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

MEMPHIS, TN

Past

December 13, 2005 - November 24, 2008

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MEMPHIS, TN

Past

October 26, 2005 - November 24, 2008

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MEMPHIS, TN

Past

September 17, 1992 - April 7, 1999

GINTEL & CO., LLC

CRD#: 356

GREENWICH, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCURY INVESTMENT GROUP

G H E, LLC | MERCURY INVESTMENT GROUP | GHE, LLC

CRD#: 125245 / SEC#: 801-121636

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

Tennessee

Registered Investment Advisory firm - (11/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/23/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/2005

General Securities Representative Examination

Current Firm

MERCURY INVESTMENT GROUP

G H E, LLC | MERCURY INVESTMENT GROUP | GHE, LLC

CRD#: 125245 / SEC#: 801-121636

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

Tennessee

Registered Investment Advisory firm - (11/15/2021 Terminated)

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Contact information

Main Address

40 S. Main St. Suite 1720, Memphis, TN 38103-5502

Mailing Address

1138 North Germantown Pkwy Suite 101, P O Box 315, Cordova, TN 38016

Phone number

(901) 327-2788

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCURY INVESTMENT GROUP (3/17/2025)

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 272,321,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cecil A. Godman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cecil Adair Godman III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FTB ADVISORS, INC.

HIGHLAND CAPITAL MANAGEMENT, LLC

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

GINTEL & CO., LLC

Primary Firm SEC Registration

MERCURY INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2005

Series 7

Date: 10/25/2005

Current Firm

MERCURY INVESTMENT GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERCURY INVESTMENT GROUP

TRUST BUT VERIFY

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