Stephanie R. Goucher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Renee Goucher, CFP®, who also goes by Stephanie Renee Page, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1992. Stephanie had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
March 21, 2024 - January 6, 2025
CETERA INVESTMENT ADVISERS LLC
July 29, 2005 - March 21, 2024
CETERA ADVISORS LLC
July 29, 2005 - January 6, 2025
CETERA ADVISORS LLC
May 17, 2000 - August 2, 2005
VOYA FINANCIAL ADVISORS, INC.
February 9, 1998 - August 2, 2005
VOYA FINANCIAL ADVISORS, INC.
July 19, 1995 - February 9, 1998
SECURITIES AMERICA, INC.
June 30, 1994 - October 31, 2003
CORNERSTONE FINANCIAL PROGRAMS, INC.
April 4, 1994 - July 19, 1995
FSC SECURITIES CORPORATION
January 21, 1994 - March 11, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 10, 1992 - November 22, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
