Gregory A. Randall
Professional summary
Gregory Allen Randall is a registered financial professional currently at U.S. BROKERAGE, INC. located in Columbus, Ohio.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1991. Gregory has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Allen Randall's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 1995 - Present
U.S. BROKERAGE, INC.
Office #1: 17 E Kossuth St, Columbus, OH 43206March 3, 1995 - October 13, 1995
KEY INVESTMENTS INC.
August 24, 1993 - March 3, 1995
SOCIETY INVESTMENTS, INC.
August 5, 1992 - August 3, 1993
FIDELITY BROKERAGE SERVICES LLC
November 26, 1991 - July 17, 1992
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2001)
(11/5/2003)
(3/1/2000)
(2/14/2002)
(3/16/2000)
(6/22/2001)
(4/19/2002)
(3/23/2000)
(3/8/2000)
(2/28/2007)
(11/30/2010)
(4/26/1999)
(4/10/2002)
(2/13/1996)
(4/16/2002)
(4/15/2004)
(4/3/2009)
(8/7/2001)
(8/7/2001)
(2/12/2001)
(12/6/1995)
(4/30/2002)
(5/17/1996)
(2/12/2001)
(5/8/2002)
(4/14/1999)
(1/3/2005)
(11/13/2001)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
U.S. BROKERAGE, INC.
CRD#: 39307 / SEC#: , 8-48635
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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