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Timothy Alan Ulewicz

SKA SECURITIES
FAIRVIEW PARK, OH
·CRD# 2196138·30 years registered

Professional Summary

Timothy Alan Ulewicz is a registered financial advisor currently at SKA SECURITIES, INC. located in Fairview Park, Ohio. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 5 firms and has passed the SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Current

SKA SECURITIES, INC.Current·CRD# 113852
BD
1. 22725 Fairview Center Drive Suite 100, Fairview Park, OH 441262. 22725 Fairview Center Drive Suite 100, Fairview Park, OH 44126
March 27, 2006 - Present

Past

HARRISON DOUGLAS, INC.Past·CRD# 16515
BD
Aurora, CO
October 8, 2002 - June 2, 2004
EMPIRE FINANCIAL GROUP, INC.Past·CRD# 28759
BD
Longwood, FL
July 20, 2001 - October 28, 2002
CENTENNIAL CAPITAL MANAGEMENT, INC.Past·CRD# 38988
BD
Atlanta, GA
January 18, 2001 - July 20, 2001
WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421
BD
Oakdale, MN
May 21, 1996 - December 31, 2000

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Current Firm

SS
SKA SECURITIES, INC.

SKA SECURITIES, INC.

CRD#: 113852 / SEC#: 8-53366
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

22725 Fairview Center Drive Suite 100, Fairview Park, OH 44126

Mailing Address

22725 Fairview Center Drive Suite 100, Fairview Park, OH 44126

Phone Number

(440) 734-3200

Established

Ohio since 03/05/2001

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALCHER, RUSSEL BRIANCHIEF COMPLIANCE OFFICER2444322
WALCHER, RUSSEL BRIANPRESIDENT2444322

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(3/28/2006)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1996About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Timothy Alan Ulewicz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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