Marc L. Hodgkins

MKT ADVISORS LLC

ESCONDIDO, CA 92025

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CRD#: 2196126

Professional summary

Marc Leonard Hodgkins is a registered financial advisor currently at MKT ADVISORS LLC located in Escondido, California.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Marc has worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; NOT INVESTMENT RELATED; SAME ADDRESS AS ABOVE; INSURANCE AGENT; INSURANCE PRODUCT SALES; LESS THAN 10% OF MR.HODGKINS TIME PER MONTH IS IN THIS CAPACITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Leonard Hodgkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2012 - Present

MKT ADVISORS LLC

Office #1: 900 Canterbury Place Suite 340, Escondido, CA 92025

RIA

CRD#: 163833

ESCONDIDO, CA

Past

June 1, 2009 - June 28, 2012

MORGAN STANLEY

RIA

CRD#: 149777

SAN DIEGO, CA

Past

June 1, 2009 - June 28, 2012

MORGAN STANLEY

CRD#: 149777

SAN DIEGO, CA

Past

August 6, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TEMECULA, CA

Past

August 6, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

TEMECULA, CA

Past

July 8, 1997 - August 8, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

LAGUNA BEACH, CA

Past

January 31, 1994 - August 8, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

LAGUNA BEACH, CA

Past

January 28, 1992 - February 4, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MKT ADVISORS LLC

JOBE WEALTH MANAGEMENT LLC | MKT ADVISORS LLC

CRD#: 163833 / SEC#: 801-76469

RIA

Registered Investment Advisory firm - (5/11/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/22/2012)

IAR

Texas
(1/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/12/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/27/1992

General Securities Representative Examination

Current Firm

MKT ADVISORS LLC

JOBE WEALTH MANAGEMENT LLC | MKT ADVISORS LLC

CRD#: 163833 / SEC#: 801-76469

RIA

Registered Investment Advisory firm - (5/11/2012 Approved)

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Contact information

Main Address

900 Canterbury Place Suite 340, Escondido, CA 92025

Mailing Address

Phone number

(760) 658-8780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MKT ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (11/12/2025)

Regulatory assets under management

Total Number of Accounts	961
AUM (Assets Under Management)	$ 422,577,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Marc L. Hodgkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Leonard Hodgkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MKT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1992

Series 3

Date: 10/12/1992

Series 7

Date: 1/27/1992

Current Firm

MKT ADVISORS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MKT ADVISORS LLC

TRUST BUT VERIFY

Contact information

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