Marc L. Hodgkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Leonard Hodgkins was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1992. Marc had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2025 - January 2, 2026
MKT ADVISORS LLC
June 22, 2012 - December 15, 2025
MKT ADVISORS LLC
June 1, 2009 - June 28, 2012
MORGAN STANLEY
June 1, 2009 - June 28, 2012
MORGAN STANLEY
August 6, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 6, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 8, 1997 - August 8, 2007
A. G. EDWARDS & SONS, INC.
January 31, 1994 - August 8, 2007
A. G. EDWARDS & SONS, INC.
January 28, 1992 - February 4, 1994
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MKT ADVISORS LLC
CRD#: 163833 / SEC#: 801-76469
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MKT ADVISORS LLC
CRD#: 163833 / SEC#: 801-76469
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 961 |
| AUM (Assets Under Management) | $ 422,577,650 |
Red Flags
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