Donovan M. Lazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donovan Morgan Lazar, who also goes by Donovan Lazar, was a registered financial advisor .
Donovan is a previously registered financial advisor and started their career in finance in 1992. Donovan had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2012 - November 7, 2012
PORTFOLIO ADVISORS ALLIANCE, LLC
October 9, 2008 - June 24, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
October 9, 2008 - June 24, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
April 28, 2004 - October 7, 2008
OSAIC WEALTH, INC.
April 20, 2004 - October 30, 2008
WHJR ASSOCIATES
February 27, 2004 - October 7, 2008
OSAIC WEALTH, INC.
October 30, 2001 - December 2, 2002
US TRADING LLC
December 20, 2000 - June 25, 2001
SOGOTRADE, INC.
April 5, 1999 - January 31, 2001
BEACON TRADING, L.L.C.
October 16, 1997 - December 15, 1998
ADOLPH KOMORSKY INVESTMENTS
April 11, 1995 - October 14, 1997
BROOKSTREET SECURITIES CORPORATION
May 25, 1993 - December 31, 1994
GILFORD SECURITIES INCORPORATED
September 18, 1992 - May 12, 1993
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ADVISORS ALLIANCE, LLC
CRD#: 101680 / SEC#: , 8-52125
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
