MM
Martha S. Mccurry
NATIONS FINANCIAL GROUP
Cedar Rapids, IA 52402
Some features on this profile are disabled
CRD#: 2196071
MM
Professional summary
Martha Shepard Mccurry, who also goes by Martha Shepard Bergstad, Marty Shepard Bergstad, Marty Shepard Mccurry, Martha Dale Shepard, Martha Shepard, Marty Dale Shepard, Marty Shepard, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Cedar Rapids, Iowa.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Martha has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martha Shepard Bergstad | Marty Shepard Bergstad | Marty Shepard Mccurry | Martha Dale Shepard | Martha Shepard | Marty Dale Shepard | Marty Shepard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PLATINUM ADVISORY GROUP, LLC. 373 COLLINS RD. NE, CEDAR RAPIDS, IA 52402. IS INVESTMENT RELATED. NATURE OF BUSINESS IS WORKING WITH 401KS, IRAS, INVESTMENTS, FIXED ANNUITIES/LIFE AND HEALTH INSURANCE.POSITION IS FINANCIAL CONSULTANT AND INSURANCE AGENT. STARTED 7-1-09. 20 HRS/MONTH, 20 DURING SECURITY TRADING HRS. DUTIES ARE SALES AND SERVICE TO CURRENT AND POTENTIAL CLIENTS// MUTUAL MED, INC. IS INVESTMENT RELATED. 4321 EAST 60TH ST. DAVENPORT, IA 52807. NATURE OF BUSINESS IS INDIVIDUAL/GROUP/VOLUNTARY HEALTH INSURANCE PRODUCTS. POSITION IS AGENT. STARED 2-20-12. APPROX 2 HRS/MONTH ON BUSINESS, ALL DURING SECURITY TRADING HRS. DUTIES INCLUDE SALES AND SERVICE TO CURRENT AND POTENTIAL CLIENTS// NORTH RISK PARTNERS. 1055 LONGFELLOW DR. STE B HIAWATHA, IA 52233. IS INVESTMENT RELATED. NATURE OF BUSINESS IS GENERAL AGENT FOR GROUP/INDIVIDUAL HEALTH/DI/LI PRODUCTS. POSITION IS AGENT. STARTED 11/2/13. APPROX 5 HRS/MONTH ON THIS BUSINESS, ALL DURING SECURITY TRADING HRS. DUTIES ARE TO SERVICE AND SELL GROUP AND INDIVIDUAL WELLMARK HEALTH POLICIES// KHI SOLUTIONS. 130 N. 25TH ST. FT DODGE, IA 5501. IS INVESTMENT RELATED. NATURE OF BUSINESS IS GENERAL AGENT FOR GROUP/INDIVIDUAL HEALTH/DI/LI PRODUCTS. POSITION IS AGENT. STARTING 12/1/14. APPROX 1 HRS/MONTH ON THIS BUSINESS, ALL DURING SECURITY TRADING HRS. DUTIES ARE TO PROVIDE CUSTOMER SERVICE TO WELL MARK LARGE-GROUP CLIENT WHICH COULD NOT BE PLACED WITH BSI DUE TO BSI'S NON-COMPETE AGREEMENT WITH GROUP'S PREVIOUS GA//MCCURRY INDUSTRIES INC, CONSULTING SERVICES TO SHEPARD FINANCIAL SERVICES, 20 HR/MONTH, SERVICES INCLUDE BOOKKEEPING AND GENERAL ADMINISTRATIVE DUTIES// UNUM. 2211 CONGRESS ST. A293, PORTLAND, ME 04122. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DISABILITY INSURANCE AND LONG TERM CARE INSURANCE. POSITION IS AGENT. STARTED 12-17-18. APPROX 1 HR/MONTH, NONE DURING TRADING HRS. DUTIES ARE TAKING APPLICATION AND SERVICE WORK// OCI. 17445 ARBOR ST. STE 310 OMAHA, NE 68130. IS INVESTMENT RELATED. NATURE OF BUSINESS IS INDIVIDUAL HEALTH INSURANCE WHOLESALER. POSITION IS PRODUCER. START 1/1/19. APPROX 1 HR/MONTH, NONE DURING SECURITY TRADING HRS. DUTIES ARE DIRECTING CONTACTS AND CLIENTS TO OCI FOR INDIVIDUAL HEALTH POLICIES// STANDARD INSURANCE COMPANY. 1100 SW SIXTH AVE. PORTLAND, OR 97204. IS INVESTMENT RELATED. NATURE OF BUSINESS GROUP AND INDIVIDUAL DISABILITY INSURANCE. POSITION IS INDEPENDENT AGENT. STARTED 6/15/20. APROX 1 HOUR/MONTH SPENT ON BUSINESS DURING SECURITY TRADING HOURS. DUTIES ARE WORKING WITH CLIENTS THAT NEED INDIVIDUAL OR GROUP DISABILITY INSURANCE// SOLAR WASH SFV LLC . IS NOT INVESTMENT RELATED. 5031 FAIR AVE APT 562 N HOLLYWOOD, CA 91602. NATURE OF BUSINESS IS SOLAR PANEL WASHING. RELATIONSHIP WITH OTHER BUSINESS IS PARENT OF OWNER, MATTHEW BERGSTAD. START 05/01/2024. APPROX 4 HOURS PER MONTH DEVOTED TO OTHER BUSINESS. APPROX 0 HOURS PER MOTH SPENT ON BUSINESS DURING SECURITY TRADING HOURS. DUTIES INCLUDE BOOKKEEPING. // DAILY SIMPLE FIT LLC. IS NOT INVESTMENT RELATED. 5031 FAIR AVE APT 562 N HOLLYWOOD, CA 91602. NATURE OF BUSINESS IS SALE OF CUSTOM WORKOUT CLOTHING. RELATIONSHIP WITH OTHER BUSINESS IS PARENT OF OWNER, MATTHEW BERGSTAD. START 05/01/2024. APPROX 1 HOUR PER MONTH DEVOTED TO OTHER BUSINESS. APPROX 0 HOURS PER MOTH SPENT ON BUSINESS DURING SECURITY TRADING HOURS. DUTIES INCLUDE BOOKKEEPING. //
CRS (Client Relationship Summary) - RIA
Click below to view Martha Shepard Mccurry's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martha Shepard Mccurry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2005 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 373 Collins Rd. Ne Suite 214, Cedar Rapids, IA 52402RIA
BD
CRD#: 44181
Cedar Rapids, IA
Current
March 9, 2005 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 373 Collins Rd. Ne Suite 214, Cedar Rapids, IA 52402RIA
BD
CRD#: 44181
Cedar Rapids, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2023)
RR
California(7/29/2014)
RR
Colorado(7/28/2021)
RR
Florida(10/3/2016)
RR
Georgia(8/21/2025)
RR
Illinois(3/1/2017)
RR
Iowa(4/18/2005)
IAR
Iowa(7/22/2005)
RR
Minnesota(1/26/2023)
RR
Missouri(6/10/2024)
RR
Ohio(9/25/2024)
RR
Wisconsin(4/18/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
