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Timothy J. O'connor
O'CONNOR FINANCIAL GROUP LLC
Quincy, IL 62301
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CRD#: 2195907
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Professional summary
Timothy Joseph O'connor, who also goes by Timothy Joseph Oconnor, is a registered financial advisor currently at O'CONNOR FINANCIAL GROUP LLC located in Quincy, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Joseph Oconnor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/25/2011 - O'CONNOR INVESTMENT LTD - Business Entity For Tax/Investment Purposes Only * an account set up for the sole purpose of estate planning. * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 0% 2. 10/21/2013 - O'CONNOR FINANCIAL GROUP LLC A REGISTERED INVESTMENT ADVISOR - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - INVOLVES THE SALE OF LIFE, HEALTH, LONG TERM CARE, DISABILITY INSURANCE AND FIXED ANNUITIES. I HAVE SOLD INSURANCE FOR NEARLY 22 YEARS NOW FOR FINANCIAL PLANNING CLIENTS TO MEET THE INSURANCE NEED THAT IS UNCOVERED BY THE PLANNING PROCESS. 3. 2/19/2019 - 1TIM617 Properties LLC - Investment related - 511 Maine Street Quincy, IL 62301 - Business Entity For Tax/Investment Purposes Only - start date:03/04/2019 - 2 hrs/mo - Commercial Real Estate - Rental Income.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joseph O'connor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2013 - Present
O'CONNOR FINANCIAL GROUP LLC
Office #1: 511 Maine Street, Quincy, IL 62301RIA
CRD#: 168636
Quincy, IL
Past
March 31, 2000 - October 8, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
QUINCY, IL
Past
July 27, 1999 - December 31, 2011
O'CONNOR WEALTH MANAGEMENT, LLC.
RIA
CRD#: 114157
QUINCY, IL
Past
July 27, 1999 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
QUINCY, IL
Past
February 27, 1992 - April 4, 2000
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
O'CONNOR FINANCIAL GROUP LLC
O' CONNOR WEALTH MANAGEMENT, LLC | O'CONNOR WEALTH MANAGEMENT LLC | O'CONNOR WEALTH MANAGEMENT | O'CONNOR FINANCIAL GROUP, LLC | O'CONNOR FINANCIAL GROUP LLC
CRD#: 168636 / SEC#: 801-125759
RIA
Registered Investment Advisory firm - (5/27/2022 Approved)Florida
Registered Investment Advisory firm - (8/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (8/4/2022 Terminated)Indiana
Registered Investment Advisory firm - (8/5/2022 Terminated)Iowa
Registered Investment Advisory firm - (8/4/2022 Terminated)Missouri
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (8/4/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/19/2013)
IAR
Texas(10/20/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
OF
O'CONNOR FINANCIAL GROUP LLC
O' CONNOR WEALTH MANAGEMENT, LLC | O'CONNOR WEALTH MANAGEMENT LLC | O'CONNOR WEALTH MANAGEMENT | O'CONNOR FINANCIAL GROUP, LLC | O'CONNOR FINANCIAL GROUP LLC
CRD#: 168636 / SEC#: 801-125759
RIA
Registered Investment Advisory firm - (5/27/2022 Approved)Florida
Registered Investment Advisory firm - (8/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (8/4/2022 Terminated)Indiana
Registered Investment Advisory firm - (8/5/2022 Terminated)Iowa
Registered Investment Advisory firm - (8/4/2022 Terminated)Missouri
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (8/4/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
511 Maine Street, Quincy, IL 62301
Mailing Address
Phone number
(217) 223-0113
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,051 |
| AUM (Assets Under Management) | $ 235,125,443 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
