Kenton V. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenton Vern Mccarthy was a registered financial professional .
Kenton is a previously registered financial professional and started their career in finance in 1991. Kenton had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - December 31, 2023
VULCAN CONSULTANTS, LLC
September 30, 2011 - October 29, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 30, 2011 - October 29, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 8, 2004 - November 3, 2011
STONE & YOUNGBERG LLC
December 12, 2002 - November 3, 2011
STONE & YOUNGBERG LLC
April 19, 2000 - December 10, 2002
CHARLES SCHWAB & CO., INC.
April 20, 1999 - November 5, 1999
CAPSTONE INVESTMENTS
November 14, 1994 - September 18, 1996
DAIN RAUSCHER INCORPORATED
June 21, 1993 - November 14, 1994
CLAYTON BROWN & ASSOCIATES, INC.
December 18, 1991 - April 17, 1993
FIRST TRUST PORTFOLIOS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VULCAN CONSULTANTS, LLC
CRD#: 291476 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 38,351,379 |
Red Flags
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