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JH

Joshua N. Helmle

Some features on this profile are disabled
CRD#: 2195760
JH

Professional summary

Joshua Nathan Helmle was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joshua is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Joshua had worked at 8 firms, which includes INTEGRITY CAPITAL MANAGEMENT LLC, INTEGRITY BROKERAGE LLC, TRADEWAY SECURITIES GROUP INC., D.E. FREY & COMPANY INC., TITAN/VALUE EQUITIES GROUP INC., NICHOLAS-APPLEGATE SECURITIES LLC, JACK WHITE & COMPANY INC., LEGEND CAPITAL CORPORATION.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 20, 2017 - August 31, 2020

INTEGRITY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 289535
MONTEREY PARK, CA
Past

June 16, 2003 - September 1, 2017

INTEGRITY BROKERAGE, LLC

RIA
CRD#: 117589
Monterey Park, CA
Past

February 19, 2002 - December 17, 2020

INTEGRITY BROKERAGE, LLC

BD
CRD#: 117589
Monterey Park, CA
Past

June 6, 2000 - December 14, 2001

TRADEWAY SECURITIES GROUP, INC.

BD
CRD#: 29794
CARLSBAD, CA
Past

March 22, 1999 - May 9, 2000

D.E. FREY & COMPANY, INC.

BD
CRD#: 23595
DENVER, CO
Past

October 22, 1997 - March 18, 1999

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

February 27, 1997 - July 25, 1997

NICHOLAS-APPLEGATE SECURITIES LLC

BD
CRD#: 31205
SAN DIEGO, CA
Past

May 28, 1996 - March 4, 1997

JACK WHITE & COMPANY, INC.

BD
CRD#: 7645
Past

January 9, 1992 - November 24, 1992

LEGEND CAPITAL CORPORATION

BD
CRD#: 4149
PALM BEACH GARDENS, FL
Past

December 12, 1991 - December 23, 1991

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/12/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/3/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/24/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/10/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 11/16/2001
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/30/2001
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/27/1999
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/16/1996
General Securities Principal Examination

Current Firm

IC
INTEGRITY CAPITAL MANAGEMENT, LLC
INTEGRITY BROKERAGE SERVICES, INC. | JOSHUA HELMLE | INTEGRITY CAPITAL MANAGEMENT, LLC

CRD#: 289535 / SEC#:

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Contact information

Main Address
Oceanside, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRITY CAPITAL MANAGEMENT, LLC

CRD#: 289535

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