Joshua N. Helmle
Professional summary
Joshua Nathan Helmle was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joshua is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Joshua had worked at 8 firms, which includes INTEGRITY CAPITAL MANAGEMENT LLC, INTEGRITY BROKERAGE LLC, TRADEWAY SECURITIES GROUP INC., D.E. FREY & COMPANY INC., TITAN/VALUE EQUITIES GROUP INC., NICHOLAS-APPLEGATE SECURITIES LLC, JACK WHITE & COMPANY INC., LEGEND CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2017 - August 31, 2020
INTEGRITY CAPITAL MANAGEMENT, LLC
June 16, 2003 - September 1, 2017
INTEGRITY BROKERAGE, LLC
February 19, 2002 - December 17, 2020
INTEGRITY BROKERAGE, LLC
June 6, 2000 - December 14, 2001
TRADEWAY SECURITIES GROUP, INC.
March 22, 1999 - May 9, 2000
D.E. FREY & COMPANY, INC.
October 22, 1997 - March 18, 1999
TITAN/VALUE EQUITIES GROUP, INC.
February 27, 1997 - July 25, 1997
NICHOLAS-APPLEGATE SECURITIES LLC
May 28, 1996 - March 4, 1997
JACK WHITE & COMPANY, INC.
January 9, 1992 - November 24, 1992
LEGEND CAPITAL CORPORATION
December 12, 1991 - December 23, 1991
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/3/2003
Limited Representative-Equity Trader ExamSeries 28
Date: 11/16/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INTEGRITY CAPITAL MANAGEMENT, LLC
CRD#: 289535 / SEC#:
Contact information
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