MS
Michael Simic
CETERA WEALTH SERVICES
PARMA, OH 44129
Some features on this profile are disabled
CRD#: 2195753
MS
Professional summary
Michael Simic, who also goes by Miodrag Simic, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Parma, Ohio.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Miodrag Simic
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bruening LLC~'NIR'~6485 Ridge Rd~Parma~OH~44129~Rental Property Owner/Management~Partner/General Partner~5/1/2017~2hrs~0hrs~Management Decisions 2) Brush One LLC~'NIR'~6485 Ridge Rd~Parma~OH~44129~Rental Property Owner/Management~Partner/General Partner~12/15/2012~2hrs~0hrs~Manager 3) Christopher One LLC~'NIR'~6485 Ridge Rd~Parma~OH~44129~Rental Property Owner/Management~Partner/General Partner~12/15/2012~2hrs~0hrs~Manager 4) Fulton Denison LLC~'NIR'~5810 Denison Ave~Cleveland~OH~44102~Rental Property Owner/Management~Owner/Sole Proprietor~6/1/2005~1hrs~1hrs~Owner 5) Halina Simic LLC~'NIR'~6485 Ridge Rd~Parma~OH~44129~Rental Property Owner/Management~Partner/General Partner~12/15/2012~2hrs~2hrs~Manager 6) Snowville Corner LLC~'NIR'~6485 Ridge Road~PARMA~OH~44129~Rental Property Owner/Management~Owner/Sole Proprietor~11/15/2012~2hrs~0hrs~Owner/Manager 7) Simic CPA Company~'NIR'~6485 Ridge Rd.~Cleveland~OH~44129~Tax Preparation/Accounting~President~1/1/1989~160hrs~150hrs~managing practice and maintaining client contact. Also prepare taxes 8) Avantax Insurance Agency, LLC~'IR'~6485 Ridge Road, Parma OH 44129~Equity Indexed Annuity~Agent~5/11/2018~25hrs~5hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL). 9) Tesha One LLC~'NIR'~4567 W 149TH ST~CLEVELAND~OH~44135~Rental Property~Owner~5/1/2018~2hrs~2hrs~MY DUTIES INCLUDE SELECTION OF TENANTS, COLLECTION OF RENTS, AND MANAGEMENT OF MAINTENANCE 10) SIMIC FARM LLC POSITION: Member NATURE: Investment in farming land INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/26/2020 ADDRESS: 6485 Ridge Road, Parma OH 44129, United States DESCRIPTION: Management duties like selecting vendors, writing checks, making deposits and other banking tasks.
CRS (Client Relationship Summary) - BD
Click below to view Michael Simic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6485 Ridge Road, Parma, OH 44129BD
CRD#: 13572
PARMA, OH
Past
January 26, 2016 - December 5, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Parma, OH
Past
January 21, 2010 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PARMA, OH
Past
September 6, 2002 - January 25, 2010
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
PARMA, OH
Past
January 13, 1992 - September 13, 2002
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
