Harry P. Gelles

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CRD#: 219564

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Peterzell Gelles was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 1993. Harry had worked at 3 firms and has passed the Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 6, 2016 - November 16, 2020

MANCHESTER CAPITAL MANAGEMENT LLC

RIA

CRD#: 110003

Montecito, CA

Past

April 1, 1998 - November 24, 1998

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEWPORT BEACH, CA

Past

April 28, 1993 - March 8, 1996

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MANCHESTER CAPITAL MANAGEMENT LLC

CRD#: 110003 / SEC#: 801-43586

RIA

Registered Investment Advisory firm - (4/7/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/22/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/27/1993

General Securities Representative Examination

Current Firm

MANCHESTER CAPITAL MANAGEMENT LLC

CRD#: 110003 / SEC#: 801-43586

RIA

Registered Investment Advisory firm - (4/7/1993 Approved)

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Contact information

Main Address

3657 Main Street, Manchester, VT 05254

Mailing Address

Po Box 416, Manchester, VT 05254

Phone number

(802) 362-4410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,664
AUM (Assets Under Management)	$ 3,535,130,537

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/26/2025	Cover Page	Report
08/20/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harry P. Gelles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MANCHESTER CAPITAL MANAGEMENT LLC

ROTH CAPITAL PARTNERS, LLC

TCW FUNDS DISTRIBUTORS LLC

Primary Firm SEC Registration

MANCHESTER CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/1993

Series 31

Date: 9/22/1993

Series 7

Date: 4/27/1993

Current Firm

MANCHESTER CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MANCHESTER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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